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Dukascopy warns of another fraudulent clone

Spuerkeess partners with Clearstream on fund execution and distribution services

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M1 Finance, Open to the Public Investing, SoFi Securities, and SogoTrade fined $2.6M for securities lending violations

Gerald Segal FINRA, M1 Finance, Open to the Public Investing, securities lending, SoFi Securities, SogoTrade 0 Comments December 6, 2023

The over $1 million in restitution compensates customers whose securities were lent out over a dividend date.

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FINRA fines SogoTrade for lack of Securities Trader registration of two APs

Maria Nikolova SogoTrade 0 Comments September 10, 2021

Despite their direct supervision of customer trading activity, two of SogoTrade’s APs did not have registrations with FINRA as Securities Traders.

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Dukascopy warns of another fraudulent clone
October 8, 2024
Spuerkeess partners with Clearstream on fund execution and distribution services
October 8, 2024
Trading 212 Group profits drop 35% in 2023, launches Australia branch
October 8, 2024
Devexperts integrates its AI-powered virtual assistant Devexa with Discord
October 8, 2024
Nasdaq announces planned launch of PureStream in Europe
October 8, 2024

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