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Breaking News

CFI advances into South Africa with new FSCA license

Alpha Group moves listing from AIM to London Main Market

Speed Meets Precision: IC Markets’ New TVC Showcases Ultra-Fast Trading Capabilities

Exclusive: Elena Kupriianova on joining Spotware

CME Group reports doubling of number of market participants trading Aluminum futures

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FINRA News/ Regulatory News

M1 Finance fined $850K around Social Media Influencer Program

Gerald Segal featured, FINRA, FINRA fine, M1 Finance, social media influencers 0 Comments March 18, 2024

This case arises from FINRA’s targeted exam of firm practices related to the acquisition of customers through social media channels.

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FINRA News/ Regulatory News

M1 Finance, Open to the Public Investing, SoFi Securities, and SogoTrade fined $2.6M for securities lending violations

Gerald Segal FINRA, M1 Finance, Open to the Public Investing, securities lending, SoFi Securities, SogoTrade 0 Comments December 6, 2023

The over $1 million in restitution compensates customers whose securities were lent out over a dividend date.

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LATEST NEWS

CFI advances into South Africa with new FSCA license
May 2, 2024
Alpha Group moves listing from AIM to London Main Market
May 2, 2024
Speed Meets Precision: IC Markets’ New TVC Showcases Ultra-Fast Trading Capabilities
May 2, 2024
Exclusive: Elena Kupriianova on joining Spotware
May 2, 2024
CME Group reports doubling of number of market participants trading Aluminum futures
May 1, 2024

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