FCA, featured, Sigma Broking
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The UK Financial Conduct Authority (FCA) has fined Sigma Broking Limited £1,087,300 for failing to submit complete and accurate transaction reports.
featured, LME, LME Clear, Sigma Broking
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LME has published a notice of a settlement between General Clearing Member, Sigma Broking Limited and LME Clear Limited.
featured, NFA, Sigma Broking
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NFA orders London, United Kingdom introducing broker Sigma Broking Limited to pay a $150,000 fine.
ICE, ICE Futures US, Sigma Broking
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Sigma Broking Ltd has agreed to pay a monetary penalty of $125,000 for alleged ICE rule violations.
FCA, featured, Sigma Broking
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Between December 2014 and August 2016, Sigma did not report, or failed to report accurately, 56,000 CFD transactions to the FCA.
LME, London Metal Exchange, Sigma Broking
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LME announces that Sigma Broking Limited begins trading and clearing today as a Category 1, Ring-dealing member.
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