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Breaking News

California court hits Red Rock Secured and execs with $56M order for precious metals scam

Interactive Brokers extends trading hours for US Treasury bonds

Cboe to refocus its digital asset business, to wind down ops of Cboe Digital Spot Market

Visa joins AWS Partner Network

CFI integrates TradingView charts and trading community

short selling violations

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Regulatory News

SEC takes BTIG to court for alleged short selling regulation violations

Maria Nikolova BTIG, regulation sho, SEC, short selling violations 0 Comments May 20, 2021

SEC alleges that BTIG earned $1.6 million in commissions from placing mismarked sale orders for a hedge fund.

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Regulatory News

FCA imposes £873,118 fine on ARCM for transparency failures

Maria Nikolova ARCM, FCA fines, short selling violations 0 Comments October 14, 2020

The firm failed to notify the regulator of its net short position in Premier Oil Plc built between February 2017 and July 2019.

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LATEST NEWS

California court hits Red Rock Secured and execs with $56M order for precious metals scam
April 25, 2024
Interactive Brokers extends trading hours for US Treasury bonds
April 25, 2024
Cboe to refocus its digital asset business, to wind down ops of Cboe Digital Spot Market
April 25, 2024
Visa joins AWS Partner Network
April 25, 2024
CFI integrates TradingView charts and trading community
April 25, 2024

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