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Swiss authorities and UBS sign loss protection agreement

Exness posts 12% increase in May 2023 trading volumes to $3.355 trillion

Interactive Brokers improves FX CFD symbol search in Client Portal

MT5 adds WebView2, AI coding assistant in Build 3800

CFTC pushes for $27M fine to be imposed on Q3 Holdings’ principal

short selling violations

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Regulatory News

SEC takes BTIG to court for alleged short selling regulation violations

Maria Nikolova BTIG, regulation sho, SEC, short selling violations 0 Comments May 20, 2021

SEC alleges that BTIG earned $1.6 million in commissions from placing mismarked sale orders for a hedge fund.

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Regulatory News

FCA imposes £873,118 fine on ARCM for transparency failures

Maria Nikolova ARCM, FCA fines, short selling violations 0 Comments October 14, 2020

The firm failed to notify the regulator of its net short position in Premier Oil Plc built between February 2017 and July 2019.

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LATEST NEWS

Swiss authorities and UBS sign loss protection agreement
June 9, 2023
Exness posts 12% increase in May 2023 trading volumes to $3.355 trillion
June 9, 2023
Interactive Brokers improves FX CFD symbol search in Client Portal
June 9, 2023
MT5 adds WebView2, AI coding assistant in Build 3800
June 9, 2023
CFTC pushes for $27M fine to be imposed on Q3 Holdings’ principal
June 9, 2023

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