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Breaking News

Macquarie Bank to pay $10M for failure to prevent unauthorised fee transactions

Tastytrade signs partnership with options platform Unusual Whales

Aquis Exchange confirms Jonathan Clelland’s retirement from Board

Miami International Holdings announces passing of MGEX CEO Mark Bagan

CFI launches Options trading on its multi-asset platform

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Regulatory News

FCA imposes £873,118 fine on ARCM for transparency failures

Maria Nikolova ARCM, FCA fines, short selling violations 0 Comments October 14, 2020

The firm failed to notify the regulator of its net short position in Premier Oil Plc built between February 2017 and July 2019.

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Regulatory News

Number of FCA fines marks steep decline, RPC data shows

Maria Nikolova Commerzbank fine, FCA fines, RPC 0 Comments October 13, 2020

The UK regulator has imposed just four fines so far this year, markedly down from the 16 monetary penalties imposed a year earlier.

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LATEST NEWS

Macquarie Bank to pay $10M for failure to prevent unauthorised fee transactions
April 19, 2024
Tastytrade signs partnership with options platform Unusual Whales
April 18, 2024
Aquis Exchange confirms Jonathan Clelland’s retirement from Board
April 18, 2024
Miami International Holdings announces passing of MGEX CEO Mark Bagan
April 18, 2024
CFI launches Options trading on its multi-asset platform
April 18, 2024

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