The SFC has suspended the licence of Mr Wong Tim Hi (also known as Timmy Wong), a former licensed representative of Yuanta Securities (Hong Kong) Company Limited.
SFC has prohibited Mr Kuo Che-jung, a former responsible officer of Yuanta Securities (Hong Kong) Company Limited, from re-entering the industry for four and a half years.
The SFC has suspended the licence of Mr Wang Shian-tang, a former licensed representative of Yuanta Securities for 26 months.
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