SFC Hong Kong, SFC market manipulation
0 Comments
The SFC has prohibited five brokers to deal with or process certain assets held in 12 trading accounts related to suspected market manipulation.
HK license suspension, Hong Kong license, Mason Securities, SFC Hong Kong
0 Comments
Hong Kong’s SFC suspends the license of Sandra Cheung Wing Yi, a former representative of Mason Securities Limited.
Masy Lo Mee Chi, SFC Hong Kong, UBS
0 Comments
The SFC considers that Lo’s conduct was dishonest and calls into question her fitness and properness to be a licensed or registered person.
China Citic Bank International, CITIC, SFC Hong Kong, TS’O Jing
0 Comments
TS’O Jing pocketed the additional sum from the customers and fabricated receipts to acknowledge payments from them on five occasions.
