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CME fines Morgan Stanley for alleged violations of SEF rules

TradingView expands market insights with NSE options data

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FX liquidity test looms as North American T+1 settlement arrives

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Masy Lo Mee Chi

SFC Hong Kong

Regulatory News

Former UBS advisor Masy Lo Mee Chi gets temporary HK SFC ban

Gerald Segal Masy Lo Mee Chi, SFC Hong Kong, UBS 0 Comments August 31, 2020

The SFC considers that Lo’s conduct was dishonest and calls into question her fitness and properness to be a licensed or registered person.

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CME fines Morgan Stanley for alleged violations of SEF rules
April 19, 2024
TradingView expands market insights with NSE options data
April 19, 2024
RBC Dominion Securities to pay $30k fine for alleged violations of Cboe rules
April 19, 2024
FX liquidity test looms as North American T+1 settlement arrives
April 19, 2024
CySEC imposes €360k fine on MCA Intelifunds aka FXORO
April 19, 2024

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