HK watchdog fines Mason Securities $3.6M for AML requirement breaches
Hong Kong’s SFC has imposed a fine of $3.6 million on Mason Securities Limited (MSL), formerly known as GuocoCapital Limited (GCL).
Hong Kong’s SFC has imposed a fine of $3.6 million on Mason Securities Limited (MSL), formerly known as GuocoCapital Limited (GCL).
Hong Kong’s SFC suspends the license of Sandra Cheung Wing Yi, a former representative of Mason Securities Limited.