Joshua Rupp, SEC, securities fraud
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The SEC alleges that Joshua Louis Rupp raised over $2.2 million from about 20 investors to trade securities on their behalf.
Charlie Abudujeh, FBI, SEC, securities fraud
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The SEC accuses Charlie Abujudeh of engaging in fraudulent schemes to sell publicly traded stock to retail investors.
Emil Botvinnik, SEC, securities fraud
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Emil Botvinnik will have to pay $1.5 million to the SEC to settle charges of defrauding retail customers.
Geoffrey Thompson, SEC action, securities fraud
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The Securities and Exchange Commission (SEC) has obtained final judgment against recidivist securities law violator Geoffrey Thompson.
investment adviser fraud, Jacob Glick, SEC action, securities fraud
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The SEC goes after former investment adviser Jacob C. Glick, who defrauded advisory clients, including senior citizens and retirees.
ConTXT, SEC, securities fraud, Thomas J. Robbins
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The SEC has launched an action targeting ConTXT, Inc. and securities fraud recidivists Thomas J. Robbins and Daniel J. Merriman.
Joseph Taub, SEC case, securities fraud
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The judgment, inter alia, orders Joseph Taub to pay disgorgement of $17.1 million.
1 Global, 1 Global Capital, Dobrovodsky, SEC, SEC action, securities fraud
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The SEC has taken Roger E. Dobrovodsky, who served as an unregistered broker on behalf of 1 Global Capital, to Court.
