The SEC has proposed a final judgment against Karina Chairez, a high-level promoter of the AirBit Club investment scheme.
The SEC charged three additional individuals for their roles in the $30 million initial coin offering (ICO) fraud.
The SEC settled an enforcement action against Emperor Investments, a Canada-based robo-adviser, charged with defrauding investors.
The SEC charged GPB Capital with fraud and violating the whistleblower protection laws.
The United States Government wants to stay the SEC’s action against Bruno Block, creator of the “Pearl” cryptocurrency.
The Securities and Exchange Commission (SEC) has obtained final judgment against recidivist securities law violator Geoffrey Thompson.
The SEC goes after former investment adviser Jacob C. Glick, who defrauded advisory clients, including senior citizens and retirees.
The SEC has brought fraud charges against 23-year old Stefan Qin, who controls the Virgil Sigma Fund LP and the VQR Multistrategy Fund LP.
The Securities and Exchange Commission (SEC) today charged Robinhood Financial LLC for repeated misstatements.
The SEC has taken Roger E. Dobrovodsky, who served as an unregistered broker on behalf of 1 Global Capital, to Court.