Airbit Club, cryptocurrency fraud, Karina Chairez, SEC action
0 Comments
The SEC has proposed a final judgment against Karina Chairez, a high-level promoter of the AirBit Club investment scheme.
cryptocurrency fraud, ICO fraud, initial coin offering, SEC action
0 Comments
The SEC charged three additional individuals for their roles in the $30 million initial coin offering (ICO) fraud.
Emperor Investments, robot-advisor, SEC action, SEC fine
0 Comments
The SEC settled an enforcement action against Emperor Investments, a Canada-based robo-adviser, charged with defrauding investors.
GPB Capital, GPB Capital fraud, SEC action
0 Comments
The SEC charged GPB Capital with fraud and violating the whistleblower protection laws.
Bruno Block, cryptocurrency fraud, Elmaani, Pearl cryptocurrency, SEC action
0 Comments
The United States Government wants to stay the SEC’s action against Bruno Block, creator of the “Pearl” cryptocurrency.
Geoffrey Thompson, SEC action, securities fraud
0 Comments
The Securities and Exchange Commission (SEC) has obtained final judgment against recidivist securities law violator Geoffrey Thompson.
investment adviser fraud, Jacob Glick, SEC action, securities fraud
0 Comments
The SEC goes after former investment adviser Jacob C. Glick, who defrauded advisory clients, including senior citizens and retirees.
cryptocurrency fraud, SEC action, Stefan Qin, Virgil Sigma Fund
0 Comments
The SEC has brought fraud charges against 23-year old Stefan Qin, who controls the Virgil Sigma Fund LP and the VQR Multistrategy Fund LP.
The Securities and Exchange Commission (SEC) today charged Robinhood Financial LLC for repeated misstatements.
1 Global, 1 Global Capital, Dobrovodsky, SEC, SEC action, securities fraud
0 Comments
The SEC has taken Roger E. Dobrovodsky, who served as an unregistered broker on behalf of 1 Global Capital, to Court.
