Cboe, CFE, featured, RBC
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RBC Dominion Securities Inc has agreed to pay a fine of $30,000 for alleged violations of Cboe Futures Exchange, LLC (CFE) rules.
featured, HSBC Canada, RBC
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The Canadian Federal Government’s Minister of Finance approved the sale, with this approval enabling the transaction to proceed.
featured, HSBC, HSBC Canada, RBC
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RBC will acquire 100% of the issued common equity of HSBC Canada for a base cash consideration of CA$13.5bn (US$10.1bn).
Hong Kong SFC, RBC, RBC Investment Services (Asia) Limited
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Hong Kong’s SFC has fined RBC Investment Services (Asia) Limited $7.7 million for mishandling of client assets.
