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CME fines Morgan Stanley for alleged violations of SEF rules

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Regulatory News

Australian regulator suspends AFS licence of Quantum Funds Management Limited

Maria Nikolova AFS licence, ASIC, Quantum Funds 0 Comments December 6, 2022

ASIC has suspended the Australian financial services (AFS) licence of Quantum Funds Management Limited (QFML) until 15 October 2023.

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CME fines Morgan Stanley for alleged violations of SEF rules
April 19, 2024
TradingView expands market insights with NSE options data
April 19, 2024
RBC Dominion Securities to pay $30k fine for alleged violations of Cboe rules
April 19, 2024
FX liquidity test looms as North American T+1 settlement arrives
April 19, 2024
CySEC imposes €360k fine on MCA Intelifunds aka FXORO
April 19, 2024

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