Tullett Prebon (Europe) to pay $150,000 fine for violating NYMEX rules
Tullett Prebon (Europe) Ltd neither admitted nor denied the rule violations or factual allegations upon which the penalty is based.
NYMEX
CME fines Millennium Management for alleged rule violations
In accordance with the settlement offer, the Panel ordered Millennium Management LLC to pay a $90,000 fine.
CME fines Challenger Life Company for alleged NYMEX rule violations
In accordance with the settlement offer, the Panel ordered Challenger to pay a fine to the Exchange in the amount of $60,000.
Citadel Advisors gets a slap on the wrist for alleged NYMEX rule violation
In accordance with the settlement offer, NYMEX Panel ordered Citadel to pay a fine to the Exchange in the amount of $20,000.
Clarksons Platou Futures to pay $60,000 fine for alleged violation of NYMEX rules
In accordance with the settlement offer, the NYMEX Business Conduct Committee ordered Clarksons to pay a $60,000 fine.
Virtu Americas to pay $75,000 fine for alleged violations of CME rules
Virtu Americas LLC (VAL) has agreed to pay a $75,000 fine in line with its offer of settlement with CME Group.
Deutsche Bank gets a slap on the wrist for CME reporting infractions
Deutsche Bank AG, pursuant to Rule 512 (“Reporting Infractions”), was issued a $2,000 fine pursuant to its violations of Rule 538.I.
CME Group suspends trader for engaging in disruptive practices
Eric Schwartz must pay a $10,000 fine and serve a six-month trading suspension from access to any trading floor controlled by CME Group.
ICAP Energy gets a slap on the wrist for deficiencies in block trade reporting
On six occasions in January 2022, ICAP Energy Limited did not report block trades in a timely manner.
CME fines, suspends trader for wash trades
Chia-Chun Lin executed numerous wash trades in the April 2021 Platinum Futures market between accounts with common beneficial ownership.
