featured, Kalkine, New Zealand FMA
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FMA has directed Kalkine to stop making outgoing sales calls to people in New Zealand following concerns about misleading marketing conduct.
FMA, GSF, GSF scam, New Zealand FMA
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New Zealand’s FMA is concerned that GSF Asia Pacific (GSF) may be operating a scam via their website gsf-ap.com
insider trading, New Zealand FMA, Pushpay
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New Zealand’s FMA files court proceedings alleging insider trading relating to the sale of Pushpay shares.
ARFP, New Zealand FMA, NZX, Smartshares
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The Financial Markets Authority (FMA) has approved Smartshares Limited as a passport fund under the Asia Region Funds Passport (ARFP).
Jarden Securities, New Zealand FMA, OMF
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FMA has formally censured Jarden Securities for contraventions by OM Financial Limited (OMF) as a licensed derivatives issuer.
FMA, forex advertising, New Zealand FMA
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In its guidance, New Zealand’s FMA notes that any claims in the advertising of financial products must be substantiated.
Firma Nz, New Zealand FMA, New Zealand Forex regulation
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Firma Foreign Exchange Corporation (NZ) Limited has contravened a number of its obligations as a licensed derivatives issuer (DI).
CLSA Premium, KVB Kunlun, New Zealand FMA
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CLSA Premium New Zealand Limited (CLSAP NZ) will have to pay a total pecuniary penalty of $770,000 for AML breaches.
CFD advertising, FMA, forex advertising, New Zealand FMA, Rockfort Markets
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FMA has directed FX and CFD broker Rockfort Markets to remove or amend misleading advertising statements.
CLSA Premium, HKG:6877, New Zealand FMA
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Forex broker CLSA Premium sets aside HK$5.6 million as provision for a penalty to be imposed by New Zealand’s FMA.
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