NZ regulator cancels Saanvi’s Financial Advice Provider licence
The Financial Markets Authority (FMA) of New Zealand has cancelled the Financial Advice Provider licence of Saanvi 2022 Limited.
New Zealand FMA
New Zealand watchdog confirms investigation into Chance Voight
The Financial Markets Authority (FMA) of New Zealand is investigating Christchurch-based Chance Voight Investment Corporation Limited.
NZ regulator warns about scheme operated by Crypto Partners Limited
The Financial Markets Authority (FMA) of New Zealand has issued a public warning about a managed investment scheme operated by Jesse Joseph Vaughan.
NZ regulator files criminal charges against former financial adviser David McEwen
New Zealand’s FMA has filed criminal charges against former financial adviser David McEwen, for failing to comply with an FMA stop order.
NZ regulator files civil proceedings against QEX Logistics Limited and its director
The Financial Markets Authority (FMA) of New Zealand has filed civil proceedings against QEX Logistics Ltd.
NZ regulator confirms Du Val placed in statutory management
The FMA of New Zealand today confirmed that a number of entities within the Du Val group were placed in statutory management.
New Zealand’s FMA introduces new standard condition for certain market licence holders
New Zealand’s Financial Markets Authority (FMA) is introducing a new standard condition for certain market licence holders.
New Zealand FMA warns of FCA impersonation scam
The email address used (harry.stone@fcafinances.com) is different to the email domains used by the FCA.
NZ regulator censures Go Financial Solutions for breaching its licence obligations
New Zealand’s FMA has censured Go Financial Solutions Limited for failing to comply with several obligations under its financial advice provider (FAP) licence.
NZ regulator files criminal charges against Yuen Pok (Paul) Loo
New Zealand’s Financial Markets Authority (FMA) has filed criminal charges against Yuen Pok (Paul) Loo.
