featured, FMA, New Zealand FMA
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New Zealand’s Financial Markets Authority (FMA) is introducing a new standard condition for certain market licence holders.
FCA, featured, impersonators, New Zealand FMA
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The email address used (harry.stone@fcafinances.com) is different to the email domains used by the FCA.
featured, Go Financial Solutions, New Zealand FMA
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New Zealand’s FMA has censured Go Financial Solutions Limited for failing to comply with several obligations under its financial advice provider (FAP) licence.
featured, New Zealand FMA, Wisdom House Investment Partners
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New Zealand’s Financial Markets Authority (FMA) has filed criminal charges against Yuen Pok (Paul) Loo.
featured, New Zealand FMA, offshore fx brokers, TradeCenter, tradecenter.center
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The FMA is concerned that TradeCenter is providing financial services including CFD trading services to New Zealand residents.
featured, InvestNow, New Zealand FMA
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New Zealand’s Financial Markets Authority (FMA) has issued a formal warning to InvestNow Saving and Investment Service Limited.
featured, Kalkine, New Zealand FMA
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FMA has directed Kalkine to stop making outgoing sales calls to people in New Zealand following concerns about misleading marketing conduct.
FMA, GSF, GSF scam, New Zealand FMA
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New Zealand’s FMA is concerned that GSF Asia Pacific (GSF) may be operating a scam via their website gsf-ap.com
insider trading, New Zealand FMA, Pushpay
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New Zealand’s FMA files court proceedings alleging insider trading relating to the sale of Pushpay shares.
ARFP, New Zealand FMA, NZX, Smartshares
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The Financial Markets Authority (FMA) has approved Smartshares Limited as a passport fund under the Asia Region Funds Passport (ARFP).
