David McEwen, New Zealand FMA
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New Zealand’s FMA has filed criminal charges against former financial adviser David McEwen, for failing to comply with an FMA stop order.
New Zealand FMA, QEX
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The Financial Markets Authority (FMA) of New Zealand has filed civil proceedings against QEX Logistics Ltd.
Du Val, featured, New Zealand FMA
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The FMA of New Zealand today confirmed that a number of entities within the Du Val group were placed in statutory management.
featured, FMA, New Zealand FMA
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New Zealand’s Financial Markets Authority (FMA) is introducing a new standard condition for certain market licence holders.
FCA, featured, impersonators, New Zealand FMA
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The email address used (harry.stone@fcafinances.com) is different to the email domains used by the FCA.
featured, Go Financial Solutions, New Zealand FMA
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New Zealand’s FMA has censured Go Financial Solutions Limited for failing to comply with several obligations under its financial advice provider (FAP) licence.
featured, New Zealand FMA, Wisdom House Investment Partners
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New Zealand’s Financial Markets Authority (FMA) has filed criminal charges against Yuen Pok (Paul) Loo.
featured, New Zealand FMA, offshore fx brokers, TradeCenter, tradecenter.center
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The FMA is concerned that TradeCenter is providing financial services including CFD trading services to New Zealand residents.
featured, InvestNow, New Zealand FMA
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New Zealand’s Financial Markets Authority (FMA) has issued a formal warning to InvestNow Saving and Investment Service Limited.
featured, Kalkine, New Zealand FMA
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FMA has directed Kalkine to stop making outgoing sales calls to people in New Zealand following concerns about misleading marketing conduct.
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