featured, FSA, MiFID II, Saxo Bank
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Denmark’s FSA orders Saxo Bank A / S to remove the information that customers can take the suitability test again.
ESMA launches a common supervisory action with national competent authorities on the application of MiFID II costs and charges.
ESMA is consulting on certain aspects of suitability requirements under the Markets in Financial Instruments Directive (MiFID II).
Central Bank of Ireland, MiFID II
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The Central Bank of Ireland publishes findings of a review of investment firms’ compliance with the suitability requirements under MiFID II.
Spain and Cyprus imposed the heaviest penalties for MiFID II breaches in 2020, according to data published by ESMA today.
algo trading, algorithmic trading, Central Bank of Ireland, MiFID II
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The Central Bank of Ireland reviews how algo trading firms incorporate MiFID II requirements into their risk management.
ESMA, MiFID II, tick size
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ESMA amends its Q&As to reflect the amendment in MiFID II which excludes Large in Scale transactions from the mandatory tick size regime.
Brexit, ESMA, MiFID II, reverse solicitation
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Some firms appear to be trying to circumvent MiFID II requirements after the end of the Brexit transition period, ESMA warns.
discretionary order type, LME, London Metal Exchange, MiFID II
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LME intends to prohibit the use of the discretionary order type for all tradeable Contracts, and the iceberg order type for Cash-Settled Futures Contracts.
best execution, Central Bank of Ireland, MiFID II
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The Central Bank of Ireland recently undertook a thematic inspection to review firms’ compliance with the ‘best execution’ requirements.
