featured, insider trading
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ASIC announces that Jin Xi Li, of Caloundra, Queensland, has been sentenced to nine months imprisonment for insider trading.
insider trading, SEC, Snap insider trading
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The SEC obtained a final judgment against former Snap Inc. engineer Mohammed “Mo” Pithapurwala and his wife.
featured, insider trading, SEC
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The Securities and Exchange Commission (SEC) charged Israeli citizens Moshe Strugano and Rinat Gazit with insider trading.
Apostolos Trovias, featured, insider trading, TheBull
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Apostolos Trovias, also known as TheBull, is expected to plead guilty pursuant to a plea agreement to one count of securities fraud.
Capital Com SV Investments Ltd, Capital.com, insider trading
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CySEC took into account the fact that Capital.com did indeed report the suspicious transactions, albeit belatedly.
Goldman Sachs, GreenSky, insider trading
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The DOJ pushes for a prison sentence of 30 to 37 months for Puneet Dikshit, an insider trader who profited from Goldman Sachs’ acquisition of Greensky.
According to BaFin, defendant had traded shares and derivatives from various issuers between May 2018 and February 2020.
insider trading, New Zealand FMA, Pushpay
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New Zealand’s FMA files court proceedings alleging insider trading relating to the sale of Pushpay shares.
GreenSky, insider trading, SEC
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The SEC has reached a partial settlement with Puneet Dikshit, a consulting firm partner charged with insider trading ahead of GreenSky acquisition.
Goldman insider trading, insider trading, SEC
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The SEC plans to move for a default judgment against former Goldman compliance analyst Jose Luis Casero Sanchez.
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