Apostolos Trovias, also known as TheBull, is expected to plead guilty pursuant to a plea agreement to one count of securities fraud.
CySEC took into account the fact that Capital.com did indeed report the suspicious transactions, albeit belatedly.
The DOJ pushes for a prison sentence of 30 to 37 months for Puneet Dikshit, an insider trader who profited from Goldman Sachs’ acquisition of Greensky.
According to BaFin, defendant had traded shares and derivatives from various issuers between May 2018 and February 2020.
New Zealand’s FMA files court proceedings alleging insider trading relating to the sale of Pushpay shares.
The SEC has reached a partial settlement with Puneet Dikshit, a consulting firm partner charged with insider trading ahead of GreenSky acquisition.
The SEC plans to move for a default judgment against former Goldman compliance analyst Jose Luis Casero Sanchez.
Apostolos Trovias’s criminal attorney has informed the SEC that he does not have information concerning the location of TheBull.
The SEC plans to amend Rule 10b5-1 to enhance disclosure requirements and investor protections against insider trading.
The SEC has secured a judgment against Marc Demane Debih, who made $49 million in profits from insider trading.