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Signet Securities to pay $100k fine to settle FINRA charges

ASIC secures Court order appointing liquidators to Global Capital Property Fund

Minneapolis Grain Exchange to change its name to MIAX Futures Exchange

Interactive Brokers launches Forecast Contracts on upcoming US election results

FCA commences criminal proceedings against two individuals for insider dealing

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FCA confirms Independently East Ltd is in compulsory liquidation

Maria Nikolova FCA, featured, IEL, Independently East 0 Comments September 11, 2023

On Monday 11 September 2023, Independently East Ltd (IEL) entered compulsory liquidation following an application made by the FCA.

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ASIC News/ Regulatory News

ASIC suspends licence of Investors Exchange Limited

Maria Nikolova AFS licence, IEL, Investors Exchange Limited 0 Comments February 5, 2021

ASIC suspended the licence because Investors Exchange Limited (IEL) failed to comply with financial services laws.

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LATEST NEWS

Signet Securities to pay $100k fine to settle FINRA charges
October 4, 2024
ASIC secures Court order appointing liquidators to Global Capital Property Fund
October 4, 2024
Minneapolis Grain Exchange to change its name to MIAX Futures Exchange
October 3, 2024
Interactive Brokers launches Forecast Contracts on upcoming US election results
October 3, 2024
FCA commences criminal proceedings against two individuals for insider dealing
October 3, 2024

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