FCA imposes £1M fine on H2O Deputy CEO
The former deputy chief executive officer of asset manager H2O AM LLP, Jean-Noel Alba, has been fined £1,049,500 by the FCA.
The former deputy chief executive officer of asset manager H2O AM LLP, Jean-Noel Alba, has been fined £1,049,500 by the FCA.
Between April 2015 and November 2019, H2O failed to carry out proper due diligence on investments relating to Tennor Group.