featured, FMA New Zealand, Westpac
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Westpac New Zealand Limited has admitted to misleading customers entitled to advertised discounts.
featured, FMA New Zealand, regulatory sandbox
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New Zealand’s FMA is launching a pilot “regulatory sandbox” and is asking for applications from interested parties.
featured, FMA New Zealand, Rockfort Markets
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The Financial Markets Authority (FMA) of New Zealand has cancelled Rockfort Markets Limited’s Derivative Issuer (DI) licence.
Booster Investment Management, featured, FMA New Zealand
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New Zealand’s FMA has filed civil proceedings against Booster Investment Management Limited (BIML).
CFD leverage, featured, FMA New Zealand, New Zealand Forex regulation
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The FMA of New Zealand is seeking feedback on potential changes to the standard conditions imposed on Derivative Issuer (DI) licences.
FAP licence, featured, FMA New Zealand, Stockfox
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The Financial Markets Authority (FMA) of New Zealand has cancelled Stockfox Limited’s Financial Advice Provider licence.
The case relates to anonymous posts the FMA alleged Mr Hill had made about the company, on the Sharetrader website’s online investor forum.
David McEwen, featured, FMA New Zealand
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New Zealand’s FMA has made a permanent stop order against David Elgar McEwen and entities associated with him.
FAP licence, featured, FMA New Zealand
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New Zealand’s FMA has cancelled Foundation Advice Limited’s Financial Advice Provider (FAP) licence.
CoFI regime, featured, FMA New Zealand
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From today the FMA will begin accepting licensing applications for financial institution licences under the CoFI regime.
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