ANZ, featured, FMA New Zealand
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Following an investigation by New Zealand’s Financial Markets Authority (FMA), ANZ has admitted breaching fair dealing laws.
featured, FMA New Zealand, Kiwibank
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Kiwibank has been warned by FMA of New Zealand for failing to apply fee waivers to certain joint account customers.
FAP licence, Filcare, FMA New Zealand
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The FMA of New Zealand has cancelled Filcare Services Limited’s (Filcare) Financial Advice Provider licence, at its request.
featured, FMA New Zealand, Westpac
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Westpac New Zealand Limited has admitted to misleading customers entitled to advertised discounts.
featured, FMA New Zealand, regulatory sandbox
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New Zealand’s FMA is launching a pilot “regulatory sandbox” and is asking for applications from interested parties.
featured, FMA New Zealand, Rockfort Markets
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The Financial Markets Authority (FMA) of New Zealand has cancelled Rockfort Markets Limited’s Derivative Issuer (DI) licence.
Booster Investment Management, featured, FMA New Zealand
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New Zealand’s FMA has filed civil proceedings against Booster Investment Management Limited (BIML).
CFD leverage, featured, FMA New Zealand, New Zealand Forex regulation
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The FMA of New Zealand is seeking feedback on potential changes to the standard conditions imposed on Derivative Issuer (DI) licences.
FAP licence, featured, FMA New Zealand, Stockfox
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The Financial Markets Authority (FMA) of New Zealand has cancelled Stockfox Limited’s Financial Advice Provider licence.
The case relates to anonymous posts the FMA alleged Mr Hill had made about the company, on the Sharetrader website’s online investor forum.
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