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Breaking News

SEC charges Norman Meier with multi-million dollar securities fraud

Cristina Alba Ochoa to step down as interim CFO of Metro Bank

Saxo Bank to make changes to OpenAPI

Exclusive: Prospero Markets client repayment delayed as Court orders a Contradictor

Italy’s CONSOB orders blocking of access to more unauthorized investment websites

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Regulatory News

NZ regulator cancels Stockfox’s FAP licence

Maria Nikolova FAP licence, featured, FMA New Zealand, Stockfox 0 Comments May 31, 2024

The Financial Markets Authority (FMA) of New Zealand has cancelled Stockfox Limited’s Financial Advice Provider licence.

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Regulatory News

NZ regulator cancels Foundation Advice Limited’s financial advice provider licence

Maria Nikolova FAP licence, featured, FMA New Zealand 0 Comments November 28, 2023

New Zealand’s FMA has cancelled Foundation Advice Limited’s Financial Advice Provider (FAP) licence.

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Regulatory News

New Zealand’s FMA cancels licence of Wisdom House Investment Partners

Maria Nikolova FAP licence, FMA, FMA New Zealand, Wisdom House Investment Partners 0 Comments December 13, 2021

New Zealand’s FMA has cancelled the transitional financial advice provider (FAP) licence of Wisdom House Investment Partners.

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LATEST NEWS

SEC charges Norman Meier with multi-million dollar securities fraud
October 11, 2024
Cristina Alba Ochoa to step down as interim CFO of Metro Bank
October 11, 2024
Saxo Bank to make changes to OpenAPI
October 11, 2024
Exclusive: Prospero Markets client repayment delayed as Court orders a Contradictor
October 11, 2024
Italy’s CONSOB orders blocking of access to more unauthorized investment websites
October 11, 2024

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