New Zealand’s FMA commences civil proceedings against Booster Investment Management Ltd
New Zealand’s FMA has filed civil proceedings against Booster Investment Management Limited (BIML).
FMA New Zealand
New Zealand’s FMA proposes limiting leverage for retail investors
The FMA of New Zealand is seeking feedback on potential changes to the standard conditions imposed on Derivative Issuer (DI) licences.
NZ regulator cancels Stockfox’s FAP licence
The Financial Markets Authority (FMA) of New Zealand has cancelled Stockfox Limited’s Financial Advice Provider licence.
Former CEO of New Talisman Gold Mines admits breaching NZ Financial Markets legislation
The case relates to anonymous posts the FMA alleged Mr Hill had made about the company, on the Sharetrader website’s online investor forum.
NZ regulator makes permanent stop order against David McEwen and entities linked to him
New Zealand’s FMA has made a permanent stop order against David Elgar McEwen and entities associated with him.
NZ regulator cancels Foundation Advice Limited’s financial advice provider licence
New Zealand’s FMA has cancelled Foundation Advice Limited’s Financial Advice Provider (FAP) licence.
New Zealand’s FMA begins accepting license applications under CoFI regime
From today the FMA will begin accepting licensing applications for financial institution licences under the CoFI regime.
NZ regulator makes permanent stop order against Validus
New Zealand’s Financial Markets Authority (FMA) has made a permanent stop order that applies to Validus International LLC.
NZ financial advice regulatory regime now in full effect
New Zealand’s Financial Markets Authority (FMA) is marking the final major milestone in the new financial advice regime.
NZ regulator issues interim stop order to Validus
New Zealand’s Financial Markets Authority (FMA) has today issued an Interim Stop Order to Delaware-registered Validus International LLC.
