FCA, featured, SPI registration
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The UK Financial Conduct Authority has cancelled PAYMENTSMB LIMITED’s registration as a Small Payment Institution.
Nomura plans to launch new ETFs on the Tokyo Stock Exchange (TSE) and the Taiwan Stock Exchange (TWSE) on September 18, 2025.
Adam Ritter, featured, Fidelity
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Fidelity Brokerage Services LLC has secured a temporary restraining order (TRO) against its former VP Adam Ritter.
Circle, featured, SBI
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SBI Holdings, Inc. today announced the establishment of a joint venture with Circle Internet Holdings, Inc., an affiliate of Circle Internet Group, Inc.
On August 21, 2025, the Securities and Exchange Commission (SEC) charged New Jersey resident Kenneth Thom with defrauding investors.
Argo, Argo Blockchain, featured
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Argo Blockchain plc (LON:ARB) today provided an update on its proposed recapitalization.
AUSTRAC, Binance, Binance Australia, featured
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AUSTRAC has directed Binance Australia to appoint an external auditor after serious concerns with its AML/CTF controls.
Cboe, Cboe Silexx, featured
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Cboe Silexx, a multi-asset OEMS that caters to the professional marketplace, has unveiled a set of enhancements as part of version 25.10.
featured, FINRA, T3
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T3 Trading Group, LLC has agreed to pay a fine of $175,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
featured, FINRA, Interactive Brokers, options trading
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Electronic trading major Interactive Brokers LLC has agreed to pay a fine of $650,000 as a part of a settlement with FINRA.
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