CME Group fines Zephyr Energy Broking for alleged NYMEX rule violations
International derivatives marketplace CME Group has posted a notice of disciplinary action against Zephyr Energy Broking Inc.
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FINRA fines BCP Securities for alleged rule violations
BCP Securities, Inc has agreed to pay a fine of $85,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
ASX increases FY27 capex guidance to $180M-$200M
ASX today provided FY27 total expense growth and updated capital expenditure (capex) guidance for FY27 and FY28.
ASIC cancels licence of Global Pacific Solutions Group
ASIC has cancelled the Australian financial services (AFS) licence of Global Pacific Solutions Group Pty Ltd.
Exclusive: Raja Banks’ Dominion Markets gets UAE CMA license
Dominion Markets has been operating since 2020, licensed offshore in Mauritius, but managed mainly from Dubai.
Markets CRM CEO Kirill Chernikov returns to Spotware
Kirill Chernikov previously spent three and a half years at Spotware, developer of the cTrader multi-asset trading platform, from 2021-2024.
ATFX names Dany Mawas as CEO Africa
Dany Mawas had effectively been working for ATFX for the past year and a half, under the brand Fortress Prime (later renamed L7 Prime).
Exclusive: Ox Securities’ Operating Director Calvin Mangalino departs
Prior to his time at Ox Securities, Calvin served as Head of Compliance at IC Markets (2021-2024).
ACCC and ASIC: scammers luring investors onto fake crypto trading platforms
Scammers initially target victims through social media advertisements and posts claiming to offer trading tips on equities.
Tiger Brokers shares plunge 28% on illegal China activities and $60M fine
An investigation by the CSRC found that Tiger Brokers had conducted unlicensed cross-border securities business in mainland China.
