ESMA finds CFD marketing restrictions in Spain to be justified
ESMA has issued an Opinion on product intervention measures taken by the Spanish Comisión Nacional del Mercado de Valores (CNMV).
ESMA
ESMA voices concerns about provision of unregulated products by investment firms
The European Securities and Markets Authority (ESMA) highlights the risks arising from the provision of unregulated products by investment firms.
CySEC to check how investment firms comply with MiFID II requirements on marketing
CySEC is planning to conduct on-site visits and/or desk based reviews on a sample of Cyprus investment firms (CIFs).
ESMA announces four newly recognised TC-CCPs
ESMA has recognised four additional third country CCPs (TC-CCPs) under Article 25 of the European Market Infrastructure Regulation (EMIR).
ESMA provides guidance for supervision of Copy Trading
The briefing includes guidance on the qualification of copy trading services as an investment service, and sets out supervisory expectations.
ESMA issues statement on fractional shares
ESMA warns investment firms that derivatives on fractions of shares are not corporate shares.
ESMA imposes €1.11 million fine on S&P
ESMA has imposed a €1.11 million fine on S&P for failures related to the premature release of credit ratings to the public.
ESMA launches its new website
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, presents today a new website.
ESMA to check how investment firms apply MiFID II rules on marketing communications
ESMA is launching a common supervisory action on the application of MiFID II disclosure rules with regard to marketing communications.
ESMA unveils new logo, visual identity
ESMA, the EU’s financial markets regulator and supervisor, today unveiled a new logo and visual identity.
