ESMA announces four newly recognised TC-CCPs
ESMA has recognised four additional third country CCPs (TC-CCPs) under Article 25 of the European Market Infrastructure Regulation (EMIR).
ESMA
ESMA provides guidance for supervision of Copy Trading
copy trading, copy trading regulation, ESMA, featured
0 Comments
The briefing includes guidance on the qualification of copy trading services as an investment service, and sets out supervisory expectations.
ESMA issues statement on fractional shares
ESMA, featured, fractional shares, fractional shares trading
0 Comments
ESMA warns investment firms that derivatives on fractions of shares are not corporate shares.
ESMA imposes €1.11 million fine on S&P
ESMA, featured, S&P
0 Comments
ESMA has imposed a €1.11 million fine on S&P for failures related to the premature release of credit ratings to the public.
ESMA launches its new website
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, presents today a new website.
ESMA to check how investment firms apply MiFID II rules on marketing communications
CFD marketing, ESMA, featured, MiFID II
0 Comments
ESMA is launching a common supervisory action on the application of MiFID II disclosure rules with regard to marketing communications.
ESMA unveils new logo, visual identity
ESMA, ESMA logo, ESMA website
0 Comments
ESMA, the EU’s financial markets regulator and supervisor, today unveiled a new logo and visual identity.
ESMA guides on passporting of financial services across the EU
ESMA, EU license passport, featured
0 Comments
ESMA identified the need for regulators to significantly improve their supervision relating to cross-border activities to retail clients.
ESMA seeks feedback on amended rules for investment firms passporting
ESMA, EU passporting, featured, MiFID II
0 Comments
ESMA seeks input on the review of the technical standards under MiFID II, covering the provision of investment services across the EU.
Czech National Bank’s Vojtěch Belling replaces Erik Thedéen as ESMA Vice Chair
Erik Thedeen, ESMA, ESMA management, featured, Vojtěch Belling
0 Comments
Vojtěch Belling has been Executive Director of the Department of Financial Regulation in the Czech National Bank since 2018.
