Cookie-cutter advice and conflicted bonus payments result in $11M penalty for former ASIC licensee
The advice provided was “cookie cutter” and failed to take into account each client’s individual circumstances or objectives.
The advice provided was “cookie cutter” and failed to take into account each client’s individual circumstances or objectives.
ASIC has cancelled the Australian financial services licence (AFS licence) of DOD Bookkeeping Pty Ltd.