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MetroTrade secures NFA membership and CFTC registration as introducing broker

CME Group fines, suspends trader for violating disruptive practices prohibition

Sumitomo Mitsui Trust Asset Management adopts DTCC’s ITP services

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Flow Traders to pay $50k fine for alleged violations of FINRA rules

Dale Spoljaric

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Regulatory News

NFA appoints Dale Spoljaric as VP, Capital & Exams

Maria Nikolova Dale Spoljaric, featured, NFA 0 Comments August 24, 2022

NFA’s Board of Directors approved the appointment of Dale Spoljaric as Vice President, Capital & Exams at its August meeting.

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MetroTrade secures NFA membership and CFTC registration as introducing broker
April 17, 2024
CME Group fines, suspends trader for violating disruptive practices prohibition
April 17, 2024
Sumitomo Mitsui Trust Asset Management adopts DTCC’s ITP services
April 17, 2024
Vantage Markets launches “The Vantage Markets Podcast” on Spotify
April 17, 2024
Flow Traders to pay $50k fine for alleged violations of FINRA rules
April 17, 2024

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