NFA appoints Dale Spoljaric as VP, Capital & Exams
The Board of Directors of the National Futures Association (NFA) has approved the appointment of Dale Spoljaric as Vice President, Capital & Exams at its August meeting.
“We are extremely pleased to promote Dale to this important leadership position,” says NFA’s CEO and President Thomas Sexton. “With his significant regulatory experience and expertise in futures commission merchant and swap dealer capital, segregation and margin, Dale will play an important role leading our rigorous regulatory oversight programs.”
Mr. Spoljaric has been with NFA for close to ten years. He has served as a Managing Director in both NFA’s Futures Compliance and OTC Derivatives Compliance departments. Prior to joining NFA, Mr. Spoljaric served as U.S. Head of Agency Derivative Services Compliance at Barclays Capital, Inc. He began his career as an FCM Examiner with CME Group.
Mr. Spoljaric holds a Bachelor of Science degree from Marquette University and is a registered CPA in Illinois.
NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, including on-exchange traded futures, retail off-exchange foreign currency (forex) and OTC derivatives (swaps). For 40 years, NFA has developed and enforced rules and programs to safeguard market integrity, protect investors, and ensure Members meet their regulatory responsibilities. NFA currently has more than 3,000 Members and nearly 43,000 associates.