Credit Suisse to pay $200,000 fine for reporting deficiencies
Credit Suisse Securities has agreed to pay a fine of $200,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Credit Suisse Securities has agreed to pay a fine of $200,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FINRA announced today that it has fined Credit Suisse Securities $9 million for failing to comply with securities laws.
ICE fines Credit Suisse Securities (Europe) Ltd for failing to properly assign each Automated Trading System a unique identification.