CommSec, AUSIEX to pay penalty of over $27M for systemic compliance failures
CommSec and AUSIEX will pay a penalty of $20 million and $7.12 million respectively for breaches of the Market Integrity Rules, Corporations Act and ASIC Act.
CommSec and AUSIEX will pay a penalty of $20 million and $7.12 million respectively for breaches of the Market Integrity Rules, Corporations Act and ASIC Act.
ASIC launches action against Commonwealth Securities Limited (CommSec) and Australian Investment Exchange Limited (AUSIEX).