FINRA fines Greenbird Capital for engaging in cold calling
Greenbird Capital LLC has agreed to pay a fine of $50,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
cold calling
ASIC warns public about cold calling operators
ASIC review identified some cold calling operators using high-pressure sales tactics and online click-bait advertisements.
ASIC prohibits unsolicited selling of financial products
ASIC seeks to protect consumers from being approached with unwanted products through cold-calls or other unsolicited contact.
UK regulator fines Crosfill & Archer Claims for cold calling
The FCA has fined claims management company, Crosfill & Archer Claims Limited, £110,000 for cold calling.
