CFTC fines Goldman Sachs $5.5M for recordingkeeping violations, prior order breach
The Commodity Futures Trading Commission (CFTC) today issued an order simultaneously filing and settling charges against Goldman Sachs & Co.
The Commodity Futures Trading Commission (CFTC) today issued an order simultaneously filing and settling charges against Goldman Sachs & Co.
The CFTC today issued an order filing and simultaneously settling charges against Peter L. Bryant of Texas and his company, Bryant Capital.
Fundsz has fraudulently solicited, accepted, and pooled potentially millions of dollars from more than 14,000 members of the general public.
Wedbush admits the facts in the order and acknowledges the conduct violated the Commodity Exchange Act and CFTC regulations.
The CFTC orders BNP Paribas, SocGen, Wells Fargo, and Bank of Montreal to pay total of $260 million for recordkeeping and supervision failures.
The order requires Adam Cobb-Webb to pay a $150,000 civil monetary penalty and imposes a one-year ban from trading.
The Commodity Futures Trading Commission (CFTC) has filed a complaint against Defendants Michael Griffis and Amanda Griffis.
The CFTC complaint charges the defendants with fraud and material misrepresentations in connection with the operation of its digital asset-based finance platform.
Adam Todd and his companies operated a digital asset exchange under the trade name “Digitex Futures.”
The CFTC seeks entry of default against David Brend, Moses Valdez, Marco A. Ruiz Ochoa, and Juan Arellano.