Central Bank of Ireland imposes €4.1M fine on J&E Davy
The Central Bank of Ireland fined J&E Davy €4,130,000 for regulatory breaches arising from personal account dealing.
The Central Bank of Ireland fined J&E Davy €4,130,000 for regulatory breaches arising from personal account dealing.
The Central Bank of Ireland recently undertook a thematic inspection to review firms’ compliance with the ‘best execution’ requirements.