LSEG introduces Trade Surveillance
LSEG today announced the launch of Trade Surveillance, designed to assist market participants in identifying and investigating potential market abuse.
MiFID
DTCC’s GTR to add MiFID/R reporting capabilities
DTCC today announced its plans to add a Markets in Financial Instruments Directive/Regulation (MiFID/R) ARM service to its GTR service.
FCA warns trading venues regarding submission of data for spot FX
The submission of reference data for spot FX instruments can mislead investment firms as to the scope of their reporting obligations.
FCA changes UK MiFID conduct and organisational requirements
The changes made by the FCA are intended to ensure that the rules for research and best execution are better tailored to the risks arising.
Central Bank of Ireland imposes €4.1M fine on J&E Davy
The Central Bank of Ireland fined J&E Davy €4,130,000 for regulatory breaches arising from personal account dealing.
