FCA, featured, MiFID, spot FX
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The submission of reference data for spot FX instruments can mislead investment firms as to the scope of their reporting obligations.
The changes made by the FCA are intended to ensure that the rules for research and best execution are better tailored to the risks arising.
Central Bank of Ireland, J&E Davy, MiFID
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The Central Bank of Ireland fined J&E Davy €4,130,000 for regulatory breaches arising from personal account dealing.
