BNP Paribas, featured, SEC, SMBC Nikko Securities, Wells Fargo, WhatsApp
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The firms have begun implementing improvements to their compliance policies and procedures to address these violations.
Bank of Montreal, BNP Paribas, CFTC, featured, Societe Generale, Wells Fargo
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The CFTC orders BNP Paribas, SocGen, Wells Fargo, and Bank of Montreal to pay total of $260 million for recordkeeping and supervision failures.
BNP Paribas, featured, SEPA, Worldline
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BNP Paribas has implemented Worldline’s solution, which combines the electronic signature of SEPA mandates with Open Banking-based account validation.
BNP Paribas, featured, FINRA
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From July 2017 through May 2019, BNP Paribas over-reported 127,561 transactions in U.S. Treasury Securities to TRACE.
BNP Paribas, CAC 40, Euronext
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Euronext announces the extension of the maturities available on the Total Return Future on the CAC 40® Index.
ADI licence, APRA, BNP Paribas, featured
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APRA has revoked BNP Paribas Securities Services’ authorised deposit-taking institution (ADI) licence.
BNP Paribas, featured, John Ferrara
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John Ferrara joins BNP Paribas Securities Services as Head of Sales and Relationship Management for the Institutional Investors in the Americas.
BNP Paribas, BNP Paribas Securities, CONNEQTOR
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BNP Paribas Securities Japan, Ltd. has joined the list of brokers that provide connectivity to RFQ platform CONNEQTOR.
BNP Paribas, CDC, Euroclear
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Euroclear welcomes the investment by Caisse des Dépôts et Consignations (CDC) and Société Fédérale de Participations et d’Investissement (SFPI-FPIM).
BNP Paribas, Bridge by BNP Paribas
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BNP Paribas launches ‘Bridge by BNP Paribas’ to provide digital capital introduction services for institutional investors.
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