featured, LCH, LCH ForexClear, Wells Fargo
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Wells Fargo is the third new clearing member to join LCH ForexClear in the past 12 months.
featured, FX liquidity, FXSpotStream, liquidity provider, NYSE:WFC, Wells Fargo
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FXSpotStream is a bank owned consortium providing multibank, relationship-based trading services for FX and precious metals instruments.
featured, SEC, Wells Fargo
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The SEC today charged Wells Fargo for overcharging more than 10,900 investment advisory accounts more than $26.8 million in advisory fees.
BNP Paribas, featured, SEC, SMBC Nikko Securities, Wells Fargo, WhatsApp
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The firms have begun implementing improvements to their compliance policies and procedures to address these violations.
Bank of Montreal, BNP Paribas, CFTC, featured, Societe Generale, Wells Fargo
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The CFTC orders BNP Paribas, SocGen, Wells Fargo, and Bank of Montreal to pay total of $260 million for recordkeeping and supervision failures.
Cboe, featured, Wells Fargo
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Wells Fargo Securities has agreed to pay a fine of $50,000 to settle allegations about Cboe Exchange rule violations.
featured, FINRA, Wells Fargo, Wells Fargo Securities
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Wells Fargo Securities has agreed to pay a fine of $200,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
CNH, FX settlements, HSBC, Wells Fargo, yuan
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Wells Fargo and HSBC announce that the blockchain-based solution they are using for bilateral FX settlements is expanding to include CNH.
AML fine, featured, SEC, Wells Fargo
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Wells Fargo Advisors, the St. Louis-based broker-dealer, has agreed to pay $7 million to settle the charges.
Blockchain, HSBC, Wells Fargo
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Wells Fargo and HSBC announce an agreement to use a blockchain-based solution for the netting and settlement of matched FX transactions.
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