Barclays, CFTC, featured
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The CFTC today announced an order filing and simultaneously settling charges against Barclays Bank.
Barclays, featured, FINRA
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Barclays Capital Inc. has agreed to pay a fine of $1,250,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Barclays, CMA, featured
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The CMA has sent a letter to Barclays Bank UK plc regarding breaches of Part 5 of the Retail Banking Market Investigation Order 2017.
Barclays, featured, FX market maker, Tim Throsby, XTX Markets
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For the past two years Tim Throsby has been with London and New York based middle market investment firm Phoenix Merchant Partners.
Alexander Altmann, Barclays
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Barclays today announced the appointment of Alexander Altmann as Managing Director and Global Head of Equities Tactical Strategies.
Barclays, CLS, featured
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Barclays Bank has gone live on CLS’s Cross Currency Swaps service, an extension of CLS’s unique PvP settlement service.
Barclays, Gijs Borghouts
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Barclays has announced the appointment of Gijs Borghouts as its Chief Internal Auditor.
Barclays, featured, FINRA
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Barclays Capital Inc has agreed to pay a fine of $700,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Barclays, David Garner
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Barclays has announced the appointment of David Garner as Managing Director and Global Head of Securitized Products Bond Trading.
Barclays today announced that Barclays Bank UK PLC has entered into an agreement to acquire the retail banking business of Tesco.
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