DOJ closes Swedbank investigation
Swedbank has been informed that the US Department of Justice (DOJ) has closed its investigation into the bank without enforcement.
AML
AUSTRAC issues 16 businesses with infringement notices for failing to meet reporting obligations
AUSTRAC has issued sixteen businesses with infringement notices for failing to meet their reporting obligations.
NinjaTrader and President Michael Cavanaugh charged with serious AML deficiencies
NinjaTrader had opened or maintained more than 475 accounts for customers located in countries on its Blocked Country List.
Napier to provide Transaction Screening solution to Starling Bank
Napier will provide its Transaction Screening solution from the Napier Continuum platform to Starling Bank.
Sumsub introduces Travel Rule solution for crypto businesses
Sumsub, which provides customizable KYC, KYB, AML and transaction monitoring solutions, has launched a Travel Rule solution for the crypto industry.
Dow Jones makes equity investment in Ripjar
Dow Jones has made an equity investment in Ripjar, a global leader in data intelligence software.
NZ regulator files court proceedings against Tiger Brokers
New Zealand’s Financial Markets Authority (FMA) has filed civil High Court proceedings against Tiger Brokers (NZ) Limited.
Swiss FINMA reiterates its stance on threshold for virtual currency transactions
FINMA stands by the rule that technical measures are needed to prevent the breach if threshold of CHF 1000 for linked transactions within 30 days.
FCA fines Gatehouse Bank £1.58M for deficiencies in AML policies
The FCA found serious shortcomings in Gatehouse’s AML policies and procedures in the period from 9 June 2014 to 5 July 2017.
HK regulator imposes HK$6 million fine on Commerzbank
The Monetary Authority takes disciplinary action against Commerzbank AG, Hong Kong Branch for contraventions of the AML/CTF Ordinance.
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