ICE Futures U.S. has posted a disciplinary notice against Barclays Capital Inc.

A subcommittee of the Exchange’s Business Conduct Committee determined that from January 1, 2025, through March 31, 2026, Barclays Capital Inc may have violated the following Exchange Rules: 4.19(c)(i) by failing to accurately assign and populate Manual Order Identifier (Tag 1028) for numerous orders, and 4.01(b) by failing to consistently establish, administer, and enforce supervisory systems, policies and procedures reasonably designed to achieve compliance with Exchange Rules.

In accordance with the terms of settlement, in which Barclays neither admitted nor denied the alleged rule violations, Barclays agreed to pay a monetary penalty of $125,000.

The effective date of the disciplinary notice is October 7, 2026.