FCA, featured, Wise
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The FCA has fined Mr Käärmann, the CEO of Wise plc and senior manager of Wise Assets UK Ltd, £350,000.
FCA, featured, UK financial promotions
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The UK Financial Conduct Authority (FCA) has published the financial promotions data for the third quarter of 2024.
The FCA has published the results of a survey to better understand how firms record and manage allegations of non-financial misconduct.
The UK Financial Conduct Authority (FCA) has published the latest data about complaints reported by financial services firms.
FCA, featured, Novus Black Fund
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The FCA has informed investors in Novus Black Fund UK Ltd about the firm’s unreported losses.
FCA, featured, Nextcrowd
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The UK Financial Conduct Authority (FCA) has imposed restrictions on Business Agent Limited from regulated activities over ‘Nextcrowd’ failings.
FCA, featured, finfluencer, influencer
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Twenty finfluencers are being interviewed under caution by the FCA, as it launches targeted action.
FCA, featured, Volkswagen Finance
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The FCA has fined Volkswagen Financial Services (UK) Limited £5,397,600 for failing to treat its customers in financial difficulty fairly.
The FCA has fined TSB Bank plc £10,910,500 for failing to ensure customers who were in arrears were treated fairly.
Dear CEO letter, FCA, featured
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The UK Financial Conduct Authority (FCA) has sent a letter outlining its expectations for financial advisers and investment intermediaries.
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