FCA censures CACEIS UK
CACEIS UK, an asset servicing bank, has been censured by the UK Financial Conduct Authority (FCA).
WealthTek
Sapia agrees to pay £19.6M to WealthTek clients, FCA censures firm
Sapia has agreed to make a voluntary payment of £19,637,950 to WealthTek clients.
FCA charges principal partner at WealthTek with nine criminal offences
The FCA has charged John Dance with 9 criminal offences, including multiple counts of fraud and money laundering.
UK High Court approves plan to return WealthTek client assets and money
The FCA took action last year to protect clients of WealthTek from further harm after discovering serious regulatory and operational issues.
High Court allows FCA to pause civil case against WealthTek LLP
The FCA will focus on investigating suspected criminal offences by John Dance, having secured a 12-month pause.
FCA orders WealthTek Limited Liability Partnership to stop operations
The FCA has ordered WealthTek Limited Liability Partnership to cease operations as High Court appointed interim managers.
