FCA, featured, James Staley, Jeffrey Epstein, Jes Staley
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The UK Financial Conduct Authority (FCA) has issued a final notice to James Edward Staley regarding a fine of £1,107,306.92.
Barclays, FCA, featured
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The FCA has fined Barclays a total of £42 million for separate instances of failings in its financial crime risk management.
FCA, featured, Financial Ombudsman
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The FCA and Financial Ombudsman Service are seeking to modernise the financial redress system to help prevent it becoming overwhelmed.
FCA, featured, Forex websites blocked
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Over 1,600 websites suspected of promoting financial services without permission were suspended, removed or blocked in 2024 because of FCA action.
featured, Monzo, UK online bank
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Monzo also repeatedly breached a requirement preventing it from opening accounts for high-risk customers between August 2020 and June 2022.
FCA, FCA ban, featured, market manipulation
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The Upper Tribunal has upheld the FCA’s decision to ban Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth from working in financial services.
FCA, featured, John Burford
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John Burford has pleaded guilty in a £1 million investment fraud case, following a prosecution brought by the UK FCA.
Barclays, FCA, featured, Jeffrey Epstein, Jes Staley
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The FCA’s decision to ban Jes Staley, former CEO of Barclays, has been upheld by the Upper Tribunal.
FCA, featured, insider dealing
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The FCA has secured convictions against two individuals, Redinel Korfuzi and Oerta Korfuzi, for insider dealing.
FCA, featured, Metro
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The Upper Tribunal has upheld the FCA decision that Craig Donaldson and David Arden, former CEO and CFO of Metro Bank.
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