Former HSBC exec seeks extra time for discovery in market manipulation lawsuit
Former HSBC executive Christophe Rivoire requests an extension to complete ongoing foreign discovery in Canada and Hong Kong.
Former HSBC executive Christophe Rivoire requests an extension to complete ongoing foreign discovery in Canada and Hong Kong.
Former Deutsche Bank traders James Vorley and Cedric Chanu, who are accused of spoofing, agree to pay a fine of $150,000.
The Court has granted the DOJ’s request to intervene and stay the CFTC action against Infinity Q founder James Velissaris.
James Velissaris engaged in scheme to defraud investors in two investment funds managed by Infinity Q Capital Management LLC.
The CFTC seeks entries of default against fraudulent Forex scheme Tradewale LLC and Tradewale Management Fund.
The CFTC has secured an entry of default against Daniel LaMarco and his fraudulent Forex scheme GDLogix Inc.
The CFTC complaint charged that Blue Star Trading and Dro Kholamian with fraudulent solicitation of clients to trade leveraged Forex.
The CFTC has secured an order imposing $5 million in penalties on the individuals behind Maverick Asset Management.
The CFTC has fined ED&F Man, a London-based provisionally registered swap dealer, for failing to comply with certain swap dealer requirements.
The CFTC pushes for entries of default against defendants Daniel LaMarco and his fraudulent Forex scheme GDLogix Inc.