ASIC takes Delta Power & Energy (Vales Point) to Court for alleged futures market manipulation
ASIC is suing Delta Power & Energy (Vales Point) Pty Ltd for allegedly manipulating the ASX 24 market.
ASIC News
Australian regulator issues Equity Trustees infringement notices for misleading investment statements
Equity Trustees Limited has paid $56,340 to comply with three infringement notices issued by ASIC.
ASIC seeks appointment of receivers to Australian Fiduciaries
ASIC has applied to the Federal Court, seeking asset preservation orders and the appointment of receivers to Australian Fiduciaries Ltd.
ASIC initiates inquiry into ASX
ASIC today announced an Inquiry into Australian Securities Exchange (ASX) group, focusing on governance, capability and risk management frameworks.
ASIC cancels AFS licence of Financial Services Group Australia
ASIC has cancelled the Australian Financial Services (AFS) licence of Financial Services Group Australia Pty Ltd (FSGA).
ASIC bans ex-financial adviser Glenda Rogan for 10 years
ASIC has banned former financial adviser, Glenda Maree Rogan from providing financial services for ten years.
ASIC issues warning notices to 18 social media finfluencers
ASIC has issued warning notices to 18 social media ‘finfluencers’ suspected of unlawfully promoting high-risk financial products.
ASIC takes Australian Unity Funds Management to Court
ASIC sues Australian Unity Funds Management for failing to confirm product suitability for investors.
ASIC secures guilty pleas in Telegram ‘pump and dump’ action
Four people involved in a coordinated scheme to pump up Australian share prices before dumping them at inflated prices have today pleaded guilty.
Australian regulator renews warning for AFS licensees ahead of deadline for financial advisers
ASIC is urging relevant providers and their authorising AFS licensees to check all relevant information on the Financial Advisers Register.
