FINRA imposes $225k fine on XP Investments US
XP Investments US, LLC has agreed to pay a fine of $225,000 as a part of a settlement with FINRA.
XP Investments US, LLC has agreed to pay a fine of $225,000 as a part of a settlement with FINRA.
The order requires XP to pay a $500,000 civil monetary penalty and to cease and desist from any further violation of the CEA.