Western International Securities Discover Forex News Group: the latest behind-the-scenes insight into all the FX executive moves, platform advancements, regulatory changes, broker results and volumes

FINRA imposes $475k fine on Western International Securities

Western International Securities, Inc. has agreed to pay a fine of $475,000 as a part of a settlement with FINRA.

The SEC has brought an action against Western International Securities for alleged violations of Regulation Best Interest.

FINRA imposed a fine and 45-day suspension on a former representative of Western International Securities (WIS) for client impersonation.