Robinhood gets Wells Notice for its crypto business, expecting enforcement action
The potential action may involve a civil injunctive action, public administrative proceeding, and/or a cease-and-desist proceeding.
The potential action may involve a civil injunctive action, public administrative proceeding, and/or a cease-and-desist proceeding.
The SEC staff recommends that the SEC file an enforcement action against Coinbase alleging violations of the federal securities laws.
The “Wells Notice” relates to certain alleged violations by NFX of provisions of the Commodity Exchange Act and CFTC rules.